Series 6 Dump Sheet – What to Focus on Before the Test

Sales Practices and Ethics

Prohibited practices (fraud, misrepresentation, churning), fair dealing and disclosure requirements, code of ethics for investment professionals.

Investment Risk & Returns

Market risk, credit risk, liquidity risk, return calculations (yield, total return, capital gains), risk mitigation strategies.

Taxation and Retirement Accounts

Taxation of mutual funds and annuities, IRA and 401(k) regulations, tax-deferred and tax-exempt investment options.

How to Use the Series 6 Dump Sheet Effectively

While a dump sheet is a great tool, it should complement a broader study plan. Here are some tips to maximize its effectiveness:

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98. https://bookmark.youmobs.com/success-stories-how-i-passed-with-a-series-6-dump-sheet/

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100. http://www.limesucks.com/thread/series-6-exam-cheat-sheet-the-ultimate-guide/

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114. https://taylorhicks.ning.com/forum/topics/what-test-takers-say-about-series-6-dump-sheets

115. https://nauc.info/forums/viewtopic.php?t=20681483

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